Volume 25 Issue 2
Apr.  2025
Turn off MathJax
Article Contents
ZHOU Xiang-yu, JIN Shi-qi, WANG Xin-yu, LI Zhen, NIE Sheng-zheng, LIU Zheng-jiang, ZHANG Wen-jun. Definition of seaworthiness standard and construction method of seaworthiness risk indicator system for autonomous ships[J]. Journal of Traffic and Transportation Engineering, 2025, 25(2): 118-140. doi: 10.19818/j.cnki.1671-1637.2025.02.008
Citation: ZHOU Xiang-yu, JIN Shi-qi, WANG Xin-yu, LI Zhen, NIE Sheng-zheng, LIU Zheng-jiang, ZHANG Wen-jun. Definition of seaworthiness standard and construction method of seaworthiness risk indicator system for autonomous ships[J]. Journal of Traffic and Transportation Engineering, 2025, 25(2): 118-140. doi: 10.19818/j.cnki.1671-1637.2025.02.008

Definition of seaworthiness standard and construction method of seaworthiness risk indicator system for autonomous ships

doi: 10.19818/j.cnki.1671-1637.2025.02.008
Funds:

National Natural Science Foundation of China 52301416

National Key R&D Program of China 2023YFB4302300

More Information
  • Corresponding author: ZHANG Wen-jun (1977-), male, professor, PhD, wenjunzhang@dlmu.edu.cn
  • Received Date: 2024-03-21
  • Publish Date: 2025-04-28
  • To address a series of issues such as unclear seaworthiness standards, vague criteria for assessing seaworthiness status, lack of definition for seaworthiness risks, and difficulty in identifying seaworthiness risks, the seaworthiness standards applicable to autonomous ships were clarified from three dimensions: subjective standard, objective standard, and time standard. The concepts of seaworthiness and seaworthiness risk for autonomous ships were defined. To identify the seaworthiness risks of autonomous ships, a method for constructing the seaworthiness risk indicator system for autonomous ships was proposed for the first time. Through the collection and preprocessing results of multi-source seaworthiness risk data, the extraction and clustering of seaworthiness risk factors were completed. Decoupling and reconstruction of the seaworthiness risk indicator system for autonomous ships were achieved by introducing the method of system engineering processes. Research results show that the subjective standard from the seaworthiness standards for autonomous ships can be consistent with existing standards, while the objective standard needs to be generally interpreted and expanded. Furthermore, the time standard needs to be extended to "sea voyage" for certain matters and ships with selected degrees of autonomy (DoAs), and a continuous seaworthiness management system needs to be established. The constructed seaworthiness risk indicator system for autonomous ships covers three risk categories, with initial seaworthiness assessment indicators set at 19 items, 31 items, 29 items, and 29 items and continuous seaworthiness assessment indicators at 0 item, 9 items, 28 items, and 28 items, respectively based on different DoAs. The defined seaworthiness standards and constructed seaworthiness risk indicator system for autonomous ships provide a theoretical basis and technical support for assessing the seaworthiness status of autonomous ships, formulating seaworthiness risk control strategies, developing early warning capabilities for unseaworthiness, and revealing the evolution patterns and transmission paths of seaworthiness risks.

     

  • loading
  • [1]
    YAN Xin-ping, LI Chen, LIU Jia-lun, et al. Architecture and key technologies for new generation of waterborne transportation system[J]. Journal of Transportation Systems Engineering and Information Technology, 2021, 21(5): 22-29, 76.
    [2]
    CHAAL M, REN Xin, BAHOOTOROODY A, et al. Research on risk, safety, and reliability of autonomous ships: a bibliometric review[J]. Safety Science, 2023, 167: 106256. doi: 10.1016/j.ssci.2023.106256
    [3]
    YAN Xin-ping, HE Ya-peng, HE Yi, et al. Development trends of waterway transportation technology[J]. Journal of Traffic and Transportation Engineering, 2022, 22(4): 1-9. doi: 10.19818/j.cnki.1671-1637.2022.04.001
    [4]
    ZHOU Xiang-yu, WU Zhao-lin, WANG Feng-wu, et al. Definition of autonomous ship and its autonomy level[J]. Journal of Traffic and Transportation Engineering, 2019, 19(6): 149-162. doi: 10.19818/j.cnki.1671-1637.2019.06.014
    [5]
    LI Hong-yang, WEI Mu-heng, HUANG Jie, et al. Survey on cyber-physical systems[J]. Acta Automatica Sinica, 2019, 45(1): 37-50.
    [6]
    WANG W, WANG S A, ZHEN L, et al. The impact of autonomous ships in regional waterways[J]. Transportation Research Part B: Methodological, 2023, 178: 102851. doi: 10.1016/j.trb.2023.102851
    [7]
    R∅DSETH ∅ J, WENNERSBERG L A L, NORDAHL H. Improving safety of interactions between conventional and autonomous ships[J]. Ocean Engineering, 2023, 284: 115206. doi: 10.1016/j.oceaneng.2023.115206
    [8]
    KURT I, AYMELEK M. Operational adaptation of ports with maritime autonomous surface ships[J]. Transport Policy, 2024, 145: 1-10. doi: 10.1016/j.tranpol.2023.09.023
    [9]
    JALONEN R, TUOMINEN R, WAHLSTRÖM M. Safety of unmanned ships-safe shipping with autonomous and remote controlled ships[R]. Espoo: Aalto University, 2017.
    [10]
    PORATHE T, HOEM Å, R∅DSETH ∅, et al. Safety and Reliability-Safe Societies in a Changing World[M]. London: CRC Press, 2018.
    [11]
    HOEM Å S, FJORTOFT K E, R∅DSETH ∅ J. Addressing the accidental risks of maritime transportation: could autonomous shipping technology improve the statistics?[J]. TransNav, the International Journal on Marine Navigation and Safety of Sea Transportation, 2019, 13(3): 487-494. doi: 10.12716/1001.13.03.01
    [12]
    GUO C Q, UTNE I B. Development of risk indicators for losing navigational control of autonomous ships[J]. Ocean Engineering, 2022, 266: 113204. doi: 10.1016/j.oceaneng.2022.113204
    [13]
    ZHANG X Y, WANG C B, JIANG L L, et al. Collision-avoidance navigation systems for maritime autonomous surface ships: a state of the art survey[J]. Ocean Engineering, 2021, 235: 109380. doi: 10.1016/j.oceaneng.2021.109380
    [14]
    LI Z H, ZHANG D, HAN B, et al. Risk and reliability analysis for maritime autonomous surface ship: a bibliometric review of literature from 2015 to 2022[J]. Accident Analysis and Prevention, 2023, 187: 107090. doi: 10.1016/j.aap.2023.107090
    [15]
    LIU C G, CHU X M, WU W X, et al. Human-machine cooperation research for navigation of maritime autonomous surface ships: a review and consideration[J]. Ocean Engineering, 2022, 246: 110555. doi: 10.1016/j.oceaneng.2022.110555
    [16]
    CHENG T T, UTNE I B, WU B, et al. A novel system-theoretic approach for human-system collaboration safety: case studies on two degrees of autonomy for autonomous ships[J]. Reliability Engineering and System Safety, 2023, 237: 109388. doi: 10.1016/j.ress.2023.109388
    [17]
    ZHANG W J, ZHANG Y J, ZHANG C. Research on risk assessment of maritime autonomous surface ships based on catastrophe theory[J]. Reliability Engineering and System Safety, 2024, 244: 109946. doi: 10.1016/j.ress.2024.109946
    [18]
    LUO X F, LING H, XING M X, et al. A dynamic-static combination risk analysis framework for berthing/unberthing operations of maritime autonomous surface ships considering temporal correlation[J]. Reliability Engineering and System Safety, 2024, 245: 110015. doi: 10.1016/j.ress.2024.110015
    [19]
    ZHU L, XING W W. Policy-oriented analysis on the navigational rights of unmanned merchant ships[J]. Maritime Policy and Management, 2022, 49(3): 447-462. doi: 10.1080/03088839.2021.1914877
    [20]
    XING W W, ZHU L. Exploring legal gaps and barriers to the use of unmanned merchant ships in China[J]. Marine Policy, 2023, 153: 105662. doi: 10.1016/j.marpol.2023.105662
    [21]
    SUN Yu-qing. The legal status of commercial unmanned ships[J]. Wuhan University International Law Review, 2019, 3(6): 117-138.
    [22]
    CUI Jia-lu. Research on the legal regulation of the seaworthiness of intelligent ships under the IMO framework[J]. Ocean Development and Management, 2023, 40(7): 22-32.
    [23]
    FU Li-xia. Study on seaworthiness and liability system of unmanned cargo ships[D]. Beijing: China Foreign Affairs University, 2022.
    [24]
    JIANG Dan. Study on seaworthiness of unmanned ships in maritime cargo transportation[D]. Shanghai: East China University of Political Science and Law, 2022.
    [25]
    LEE H J, PARK D J. Analysis of thermal characteristics of MEMS sensors for measuring the rolling period of maritime autonomous surface ships[J]. Journal of Marine Science and Engineering, 2022, 10(7): 859. doi: 10.3390/jmse10070859
    [26]
    SCHINAS O, METZGER D. Cyber-seaworthiness: a critical review of the literature[J]. Marine Policy, 2023, 151: 105592. doi: 10.1016/j.marpol.2023.105592
    [27]
    JIANG Hao. The seaworthiness dilemma and countermeasures of the commercial use of unmanned ships[J]. China Maritime Safety, 2023(6): 33-36.
    [28]
    SUN Jun-lei. The standard of the seaworthy of the manning of unmanned ships[J]. Ship Science and Technology, 2019, 41(18): 34-36.
    [29]
    HE Li-xin, CHEN Hao-ze. Expansion and unification of seaworthiness standards in maritime law under the major public health events[J]. Journal of Hainan University(Humanities and Social Sciences), 2022, 40(3): 151-161.
    [30]
    GOERLANDT F. Maritime autonomous surface ships from a risk governance perspective: interpretation and implications[J]. Safety Science, 2020, 128: 104758. doi: 10.1016/j.ssci.2020.104758
    [31]
    ZHOU Xiang-yu, YANG Xue, FEI Shan-shan. Review of ship autonomy and division standards of autonomy degrees[J]. World Shipping, 2022, 45(9): 1-10.
    [32]
    International Maritime Organization. Development of a goal-based instrument for maritime autonomous surface ships (MASS)[R]. London: IMO, 2024.
    [33]
    WU Gui-tao, XING Hui, JIANG Dong, et al. Smart shipping China: elements and pathways[R]. Dalian: Dalian Maritime University, 2023.
    [34]
    YANG Shu-ming, GUO Dong. From "justice between carrier and shipper" to "public justice": seeing the evolution of maritime law from the perspective of the history of seaworthiness[J]. Modern Law Science, 2009, 31(2): 119-126. doi: 10.3969/j.issn.1001-2397.2009.02.014
    [35]
    International Maritime Organization. Intersessional working group on Maritime Autonomous Surface Ships (MASS) (MSC/ISWG/MASS)[R]. London: IMO, 2023.
    [36]
    ZHANG Peng-fei. Discussion on the content of ship seaworthiness[J]. World Shipping, 2012, 35(4): 50-53, 56. doi: 10.3969/j.issn.1006-7728.2012.04.018
    [37]
    KIRCHNER A. Rise of the machines-a legal analysis of seaworthiness in the context of autonomous shipping[D]. Lund: Lund University, 2019.
    [38]
    HOU Wei. The Rotterdam rules and revision of the Chinese maritime code-the perspective of judicial practice[J]. Chinese Review of International Law, 2018(2): 81-101.
    [39]
    MA Yong, WANG Wen-qi, YAN Xin-ping. Research progress of vessel intelligent navigation technology for the new generation of waterborne transportation system[J]. Scientia Sinica (Technologica), 2023, 53(11): 1795-1806.
    [40]
    FAN C L, WRÓBEL K, MONTEWKA J, et al. A framework to identify factors influencing navigational risk for maritime autonomous surface ships[J]. Ocean Engineering, 2020, 202: 107188. doi: 10.1016/j.oceaneng.2020.107188
    [41]
    CHOU C C, WANG C N, HSU H P. A novel quantitative and qualitative model for forecasting the navigational risks of Maritime Autonomous Surface Ships[J]. Ocean Engineering, 2022, 248: 110852. doi: 10.1016/j.oceaneng.2022.110852
    [42]
    FAN L X, WANG M Y, YIN J B. The impacts of risk level based on PSC inspection deficiencies on ship accident consequences[J]. Research in Transportation Business and Management, 2019, 33: 100464. doi: 10.1016/j.rtbm.2020.100464
    [43]
    ZHANG Wen-jun, MU Cong-rui, YANG Xue, et al. Control switching mechanism based on autonomous ship guidelines[J]. Journal of Dalian Maritime University, 2023, 49(4): 1-12. doi: 10.3969/j.issn.1671-7031.2023.04.001
    [44]
    CHANG C H, KONTOVAS C, YU Q, et al. Risk assessment of the operations of maritime autonomous surface ships[J]. Reliability Engineering and System Safety, 2021, 207: 107324. doi: 10.1016/j.ress.2020.107324
    [45]
    STRAUSS A L. Qualitative Analysis for Social Scientists[M]. Cambridge: Cambridge University Press, 1987.
    [46]
    LIU Jia, LI Ji-zu. Study on influencing factors of miners' safety behavior in intelligent coal mine based on grounded theory[J]. Mining Research and Development, 2023, 43(3): 172-178.
    [47]
    DNV. Rules for classification of ships—Part 4 systems and components[R]. Oslo: DNV, 2018.
    [48]
    LI Hua-wen, LYU Jing. Fuzzy comprehensive evaluation of ship seaworthiness[J]. Journal of Dalian Maritime University, 2006(4): 54-57.
    [49]
    ZHOU Jun. Issues of ship cyber risks insurance[D]. Dalian: Dalian Maritime University, 2022.
    [50]
    ANDROJNA A, PERKOVIČ M, PAVIC I, et al. AIS data vulnerability indicated by a spoofing case-study[J]. Applied Sciences, 2021, 11(11): 5015. doi: 10.3390/app11115015
    [51]
    CHEN Chao. Research on ship seaworthiness[D]. Shanghai: Shanghai Maritime University, 2003.
    [52]
    WU J J, MENG X Q, ZHANG P F, et al. Seaworthiness management of bulk carriers during the transportation process from the perspective of bauxite performance[J]. Journal of Marine Science and Engineering, 2023, 11(2): 303. doi: 10.3390/jmse11020303
    [53]
    YANG Xue-guang. Research on the carrier's obligation of seaworthiness in Rotterdam rules[D]. Dalian: Dalian Maritime University, 2010.
    [54]
    LI Jian. The identification of ship overload and its legal consequences[J]. Navigation, 2016(2): 14-16.
    [55]
    LIU Xing-li. Discussion on the carrier's liability in carriage of dangerous goods by sea[J]. Academic Research, 2003(6): 77-81. doi: 10.3969/j.issn.1000-7326.2003.06.019

Catalog

    Article Metrics

    Article views (997) PDF downloads(39) Cited by()
    Related

    /

    DownLoad:  Full-Size Img  PowerPoint
    Return
    Return